Search Result

241 - 260 of 1379 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

LR 20.1 Application

As Published: 2010

LR 20.1 Application

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus