Search Result

181 - 200 of 336 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

PR App 3.1

As Published: 2005

PR App 3.1

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations