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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

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EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

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EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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MCOB 6A.5 MCD distance contracts with retail customers

As Published: 2016

MCOB 6A.5 MCD distance contracts with retail customers

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SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

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IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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COLL 14.4 Income allocation and distribution

As Published: 2016

COLL 14.4 Income allocation and distribution

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