Search Result

441 - 460 of 1223 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

CONC 8.2 Conduct standards: debt advice

As Published: 2015

CONC 8.2 Conduct standards: debt advice