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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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