Search Result

321 - 340 of 1214 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations