Search Result

261 - 280 of 1565 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SYSC 4.9

As Published: 2015

SYSC 4.9

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline