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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

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SUP 16.6 Compliance reports

MAR 9.2 Authorisation and verification

MAR 9.3 Notification and information

SUP 5.5 Duties of firms

REC 3.26 Proposals to make regulatory provision

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP 3.8 Rights and duties of auditors

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SUP 8.3 Applying for a waiver

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

EG 19.32 The Payment Accounts Regulations 2015

PERG 8.35 Authorisation and exemption

PERG 13.5 Exemptions from MiFID

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy