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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

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MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

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MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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MAR 7A.2 Purpose

As Published: 2017

MAR 7A.2 Purpose

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MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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