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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

SUP 13.12 Sources of further information

DISP 1.10 Complaints reporting rules

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

LR 8.6 Criteria for approval as a sponsor

COLL 6.12 Risk management policy and risk measurement

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

COLL 6.2 Dealing

PERG 13.7 The territorial application of MiFID [deleted]

SYSC 22.5 Giving references: additional rules and guidance for all firms

COBS 15.5 Special situations

GENPRU 3.2 Third-country groups

SUP 5.3 Policy on the use of skilled persons

LR 13.8 Other circulars

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

PERG 5.15 Illustrative tables

SYSC 4.1 General requirements

REC 3.26 Proposals to make regulatory provision

CONC 15.1 Application