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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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EG 16.2 Disapplication orders

RCB 1.1 Introduction to sourcebook

EG 4.11 Approach to interviews and interview procedures

REC 3.15 Suspension of services and inability to operate facilities

DTR 2.5 Delaying disclosure of inside information

DTR 7.1 Audit committees

REC 2A.4 Power and procedure for RAP penalties and censures

LR 6.14 Shares in public hands

LR 17.1 Application

SUP 15.13 Notification by CBTL firms

LR 19.1 Application

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation