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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SYSC 5.2

As Published: 2015

SYSC 5.2

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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