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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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Effective Period

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COND 2.3 Effective supervision

DTR 1B.1 Application and purpose (Corporate governance)

COBS 11.6 Use of dealing commission [deleted]

SUP 10A.1 Application

APER 4.1 Statement of Principle 1

EG 15.1 Introduction

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

COLL 11.5 Auditors

COBS 20.2 Treating with-profits policyholders fairly

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 4.5 Notice of termination of investigations

EG 15.4 Disqualification under section 249 or section 261K

EG 7.1 The FCA’s use of sanctions

SUP 12.5 Contracts: required terms

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

CASS 7.19 Clearing member client money sub-pools

LR 4.2 Contents and format of listing particulars