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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

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IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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