Search Result

781 - 800 of 1005 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

…

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

…

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

…

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

…

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

…

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

…

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

…

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2017

COBS 10.4 Assessing appropriateness: when it need not be done

…

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

…

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

…

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

…

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

…

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

…