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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

…

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

…

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

…

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

…

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

…

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

…

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

…

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

…

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

…

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

…

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

…

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

…

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

…

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