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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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