Search Result

381 - 400 of 1031 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

IPRU-INV 5.16 Foreign exchange requirement

As Published: 2016

IPRU-INV 5.16 Foreign exchange requirement

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients