Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

…

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.6 FCA governing functions

RCB 2.3 Determination of registration

DTR 8.4 Continuing obligations

REC 2A.4 Power and procedure for RAP penalties and censures

PR 5.5 Persons responsible for a prospectus

FEES 6.4 Management expenses

SUP 13.2 Introduction

PERG 5.3 Contracts of insurance

PERG 8.37 AIFMD Marketing

REC 6.3 Recognition requirements

IFPRU 2.1 Application and purpose

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation