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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SYSC 4.8

As Published: 2015

SYSC 4.8