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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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Similar To

COLL 5.2 General investment powers and limits for UCITS schemes

COLL 11.6 Winding up, merger and division of master UCITS

COBS 5.1 The distance marketing disclosure rules

COCON 4.1 Specific guidance on individual conduct rules

IFPRU 6.3 Expectations relating to internal models

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

SUP 10A.14 Changes to an FCA-approved person's details

SUP 2.4 'Mystery shopping'

SUP 16.11 Product Sales Data Reporting

IFPRU 4.11 Income-producing real estate portfolios

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)