Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 7.1 Audit committees

LR 8.3 Role of a sponsor: general

DTR 6.4 Disclosure of Home State

SYSC 22.2 Getting, giving and updating references: the main rules

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

SUP 3.8 Rights and duties of auditors

CONC 15.1 Application

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

LR 19.4 Continuing obligations

SUP 15.6 Inaccurate, false or misleading information

CONC 8.5 Financial statements and debt repayment offers

SUP 13.2 Introduction

PERG 2.4 Link between activities and the United Kingdom

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

IFPRU 11.2 Individual recovery plans

SUP 13A.1 Application and purpose

SYSC 19C.2 General requirement

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SYSC 19D.2 General requirement