Search Result

261 - 280 of 1585 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

MIPRU 4.2C Credit risk mitigation

As Published: 2015

MIPRU 4.2C Credit risk mitigation

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

IFPRU 10.5 Capital conservation plan

As Published: 2014

IFPRU 10.5 Capital conservation plan

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk