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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

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Similar To

PERG 10.5 Employers and affinity groups (such as trade unions)

REC 6.7 Notification rules for overseas recognised bodies

EG 19.30 The Mortgage Credit Directive Order

EG App 3.3 SFO

PERG 15.4 Small payment institutions, agents and exempt bodies

PERG 9.2 Introduction

SUP App 3.6 Freedom to provide services

PR App 1.1

SUP 10C.5 FCA governing functions: Executive

PERG 8.21 Company statements, announcements and briefings

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

COND 1.3 General

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy