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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

…

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

…

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

…

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

…

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

…

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

…

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

…

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

…

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

…

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

…

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

…

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

…

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

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