Search Result

461 - 480 of 1640 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars