Search Result

201 - 220 of 1592 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees