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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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CONC 3.4 Risk warning for high-cost short-term credit

As Published: 2014

CONC 3.4 Risk warning for high-cost short-term credit

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MCOB 3A.6 Home purchase plan financial promotions

As Published: 2015

MCOB 3A.6 Home purchase plan financial promotions

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

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