Search Result

121 - 140 of 1490 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action