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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

LR 12.1 Application

As Published: 2005

LR 12.1 Application

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting