Search Result

1021 - 1040 of 1422 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members