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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

MCOB 7B.1 Information to be provided for further advances

As Published: 2015

MCOB 7B.1 Information to be provided for further advances

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements