Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PR 5.3 Certificate of approval

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COND 1.2 Purpose

COND 1.1A Application

CASS 10.2 Core content requirements

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

REC 2A.2 Method of satisfying the RAP recognition requirements

PERG 4.1 Application and purpose

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 6.1 Publicity during FCA investigations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

IFPRU 1.2 Significant IFPRU firm

SUP 16.17 Remuneration reporting

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

CREDS 8.3 Approved persons

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy