Search Result

1121 - 1140 of 1402 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

…

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

…

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

…

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

…

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

…

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

…

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

…

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

…

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

…

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

…

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

…

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

…

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

…

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

…

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

…

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

…