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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

FEES 10.4 Relieving provisions

As Published: 2015

FEES 10.4 Relieving provisions

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose