Search Result

941 - 960 of 1365 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

IFPRU 2.4 Reporting of breaches

As Published: 2015

IFPRU 2.4 Reporting of breaches

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

IPRU-INV 11.1 INTRODUCTION

As Published: 2015

IPRU-INV 11.1 INTRODUCTION

PR App 3.1

As Published: 2005

PR App 3.1

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application