Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

…

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

…

MCOB 3A.2 The fair, clear and not misleading rules

As Published: 2015

MCOB 3A.2 The fair, clear and not misleading rules

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 4.2 Introduction

MCOB 5.1 Application

EG 12.2 FCA cautions

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SYSC 19E.1 Application

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

COBS 4.2 Fair, clear and not misleading communications

PERG 13.2 General

REC 4.6A The section 192C power to direct qualifying parent undertakings

EG 14.2 Choice of powers

PERG 5.4 The business test

MCOB 4.11 Sale and rent back: advising and selling standards

LR 9.5 Transactions

EG 2.12 Co-operation

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)