Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

…

APER 1.1A Application

As Published: 2015

APER 1.1A Application

…

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 12.6 Simplified ILAS

COLL 4.5 Reports and accounts

BIPRU 5.5 Other funded credit risk mitigation

ICOBS 5.3 Advised sales

SYSC 1.1A Application

CONC 8.3 Pre contract information and advice requirements

MAR 1.2 Market Abuse: general

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

DTR 5.2 Acquisition or disposal of major proportions of voting rights

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

DISP App 3.7 Approach to redress at step 1

ICOBS 2.4 Record-keeping

FEES 10.4 Relieving provisions

COBS 2.5 Optional additional products

MAR 7A.4 Requirements when providing direct electronic access

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products