Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

…

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

…

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

…

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

…

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

…

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 9.5 Frequently Asked Questions

CONC 3.7A Financial promotions and communications: P2P agreements

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

MIPRU 3.1 Application and purpose

TC App 6.1 Accredited bodies

LR 5.5 Miscellaneous

LR 8.5 Responsibilities of listed companies

APER 3.1 Introduction

SUP App 2.8 Ceasing to effect contracts of insurance

EG 12.1 The FCA’s general approach

MIPRU 4.2BA Securitisation

COLL 9.1 Application and general information

PR 4.2 Third country issuers

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy