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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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