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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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SUP 10A.2 Purpose

As Published: 2018

SUP 10A.2 Purpose

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

PERG 10.4A The application of EU Directives

REC 6.5 FCA decision on recognition

CREDS 1.1 Application and purpose

REC 1.1 Application

DTR 7.2 Corporate governance statements

CREDS 8.2 Reporting requirements

SUP 16.19 Immigration Act compliance reporting

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

LR 5.4A Transfer between listing categories

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy