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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

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PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

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IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.2 MAIN REQUIREMENTS

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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