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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

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IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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SUP 14.6 Cancelling qualification for authorisation

FIT 2.2 Competence and capability

SUP 10A.8 Systems and controls functions

SYSC 6.1 Compliance

GENPRU 1.3 Valuation

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EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

LR 6.11 Specialist companies: scientific research based companies

DTR 4.1 Annual financial report

LR 13.2 Approval of circulars

PR 3.2 Filing and publication of prospectus