Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

…

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 1.5 What other guidance about the perimeter is available from the FCA?

MAR 5A.4 Trading process requirements

SUP 16.6 Compliance reports

REC 4.6 The section 296 power to give directions

REC 3.22 Restriction of, or instruction to close out, open positions

PERG 12.3 Rights under a personal pension scheme

PERG 16.5 How AIFMD affects other regulated activities

SUP 11.5 Notifications by firms

PERG 8.1 Application and purpose

REC 4.9 Disciplinary measures

PERG 5.3 Contracts of insurance

DTR 6.2 Filing information and use of language

LR 2.1 Preliminary

PERG 5.4 The business test

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach