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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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COND 1.3 General

As Published: 2013

COND 1.3 General

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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