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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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