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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

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LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

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EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

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EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

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