Search Result

321 - 340 of 1451 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

…

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

…

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

…

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

…

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

…