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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

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