Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

…

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 2.1 Solo consolidation

GEN 7.1 Application

LR 1.4 Miscellaneous

DTR 6.1 Information requirements for issuers of shares and debt securities

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

COBS 11.1 Application

BIPRU 11.2 Basis of disclosures

CREDS 2.1 Application and purpose

ICOBS 5.1 General

SYSC 9.1 General rules on record-keeping

IFPRU 1.1 Application and Purpose

SUP 11.2 Purpose

PERG 9.5 The property condition (section 236(2) of the Act)

REC 4.2 The supervisory relationship with UK recognised bodies

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

MCOB 2.7A E-Commerce

CASS 7A.1 Application and purpose

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy